Privacy Policy
Northbound Investments was founded in 2009 by a group of seasoned finance professionals to specifically help mid-cap and small-cap listed companies with their capital market transactions. The service was later widened to cover unlisted entities with their fund raising efforts apart from
Introduction and Purpose
The General Data Protection Regulation (“GDPR”) governs the controlling and processing, such as the use or holding, of personal data, which is essentially any information about identifiable living individuals, and also gives those individuals certain rights and remedies in respect of that information.
Avendus is committed to protecting your privacy. The purpose of this notice is to supply you with the required information at the time of providing us with your personal data. This Privacy Notice explains how we collect and use your personal data and what rights and options you have in this respect. This should help you feel more confident about the privacy and the security of your personal data.
Please read this Privacy Notice carefully. By visiting our website or using any of our services, you indicate your agreement to our use of your personal information as set out in this Privacy Notice.
Who is responsible for your personal data
Avendus is responsible for your personal data. The Avendus Group comprises of Avendus Capital (UK) Private Ltd (company number 06627457) whose registered office is at Gosforth Park Avenue, Newcastle upon Tyne, N12 8EG, Avendus Capital Private Limited whose registered office is at the IL&FS Financial Centre, 6th Floor, C & D Quadrant, Bandra-Kurla Complex, Bandra (E), Mumbai-400 051, India and Avendus Capital Inc. whose registered office is at 445, Park Avenue, 19 th Floor, NY, New York, 10022 and their respective affiliates and representatives (except Ocean Dial Asset Management Limited) (“Avendus Entities”). Specifically, your data will be controlled by the Avendus Entity that you have instructed or that is providing services or communication to you in your region.
Information we collect about you
We may collect personal data about you in a number of circumstances:
- when you register with us, apply to use any of our services, become our client, or contact us in person, by telephone, by email or by post;
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when you provide feedback or complete a contact form on our website;
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when you or your organisation offer to provide or provide services to us
1. When you register with us, apply to use any of our services, become our client, or contact us in person, by telephone, by email or by post;
2. When you provide feedback or complete a contact form on our website;
3. when you or your organisation offer to provide or provide services to us
What information will we collect and why?
Avendus is responsible for your personal data. The Avendus Group comprises of Avendus Capital (UK) Private Ltd (company number 06627457) whose registered office is at Gosforth Park Avenue, Newcastle upon Tyne, N12 8EG, Avendus Capital Private Limited whose registered office is at the IL&FS Financial Centre, 6th Floor, C & D Quadrant, Bandra-Kurla Complex, Bandra (E), Mumbai-400 051, India and Avendus Capital Inc. whose registered office is at 445, Park Avenue, 19 th Floor, NY, New York, 10022 and their respective affiliates and representatives (except Ocean Dial Asset Management Limited) (“Avendus Entities”). Specifically, your data will be controlled by the Avendus Entity that you have instructed or that is providing services or communication to you in your region.
Are you required to provide us with personal data?
As a general rule, you will provide us with personal data entirely voluntarily; there are generally no detrimental effects for you if you choose not to consent or to provide personal data. However, there are circumstances in which Avendus cannot take action without certain of your personal data, for example such personal data is required to send you newsletters or to meet our obligations under the Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 and any other applicable legislation and for the purposes of crime prevention and fraud prevention before we can enter into any contractual obligations for provision of services.
How will we use your information?
As a general rule, you will provide us with personal data entirely voluntarily; there are generally no detrimental effects for you if you choose not to consent or to provide personal data. However, there are circumstances in which Avendus cannot take action without certain of your personal data, for example such personal data is required to send you newsletters or to meet our obligations under the Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 and any other applicable legislation and for the purposes of crime prevention and fraud prevention before we can enter into any contractual obligations for provision of services.
- o process your application to use our services and to provide you with requested services;
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To undertake checks such as identification verification checks with fraud prevention agencies to enable us to comply with our anti-money laundering obligations and for the purposes of crime prevention and fraud prevention to enable us to comply with our legal obligations (such as record keeping);
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To comply with our obligations arising from any contracts entered into between you and us and to provide you with the information, products and services that you request from us;
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To help protect your information and prevent unauthorised access to it;
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To deal with any queries, complaints or problems reported by you;
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To generate statistics relating to use of our website, such as the popularity of certain features or services. We do not use personally identifiable information for these purposes;
if required to do so by law and to the extent necessary for the proper operation of our systems, to protect us/our customers, or for the enforcement of any agreement between you and us;
to notify you of changes to our services;
and to help improve the services we provide to you.
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We may also use this information to provide you with information about other services we offer that are similar to those that you have already engaged us to provide or enquired about or to provide information about Avendus by way of news letters or emails.
In such instances Avendus will only do so where we have either received consent from you or we have assessed that there is a legitimate interest for us to send you the communication. When assessing legitimate interest, we will balance our interests with your rights and will only send communications where you would reasonably expect to hear from us. You may opt out of receiving this information when we collect details or at any time by contacting us on gdprib@avendus.com
1. o process your application to use our services and to provide you with requested services;
2. To undertake checks such as identification verification checks with fraud prevention agencies to enable us to comply with our anti-money laundering obligations and for the purposes of crime prevention and fraud prevention to enable us to comply with our legal obligations (such as record keeping);
3. To comply with our obligations arising from any contracts entered into between you and us and to provide you with the information, products and services that you request from us;
4. To help protect your information and prevent unauthorised access to it;
5. To deal with any queries, complaints or problems reported by you;
6. To generate statistics relating to use of our website, such as the popularity of certain features or services. We do not use personally identifiable information for these purposes;
if required to do so by law and to the extent necessary for the proper operation of our systems, to protect us/our customers, or for the enforcement of any agreement between you and us;
to notify you of changes to our services;
and to help improve the services we provide to you.
7. We may also use this information to provide you with information about other services we offer that are similar to those that you have already engaged us to provide or enquired about or to provide information about Avendus by way of news letters or emails.
In such instances Avendus will only do so where we have either received consent from you or we have assessed that there is a legitimate interest for us to send you the communication. When assessing legitimate interest, we will balance our interests with your rights and will only send communications where you would reasonably expect to hear from us. You may opt out of receiving this information when we collect details or at any time by contacting us on gdprib@avendus.com
